The SEC has five commissioners who are appointed by the president.
证券交易委员会有5名委员,是由总统任命的.
英汉非文学 - 政府文件
Before the SEC was created in 1934, securities were regulated by the individual states.
这个委员会是1934年设立的, 在这以前证券交易由各个州调控.
英汉非文学 - 政府文件
In failing to push harder to take on Goldman, the SEC again demonstrated its irrelevance.
SEC未能加劲与高盛较量, 再一次证明了它的无关紧要.
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After effects and premier montage 10 sec intro and 10 sec conclusion.
经过蒙太奇效果和总理介绍和10秒10秒的结论.
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Activities of account executives are overseen by the SEC and the NASD.
证券交易委员会和全美证券交易商协会监管经纪人的工作.
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The filing also says that SEC staff was interviewing company employees.
该文件还说证券交易委员会工作人员正在找公司雇员谈话.
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证券交易委员会调控州际市场上的证券交易,并且依法禁止不公正的非法活动.
英汉非文学 - 政府文件
The SEC alleged that part of GE's reason for the improprieties was to boost earnings.
证交会声称,通用电气不恰当行为的部分原因是为增加收入.
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The SEC is seeking the return of any ill-gotten gains plus a penalty.
证交会在寻找任何非法收益的回归——构建这笔交易高盛获利150万美元——再加上一笔罚金.
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Officials with the SEC did not immediately respond to emailed requests for comment from Reuters.
美国证券交易委员会的官员也没有立即对路透社详询评论的邮件做出回应.
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SEC上周五表示,已授权执法人员发布搜集信息的传票.
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These leaders argued the SEC should reinstate the uptick rule to make this behavior more difficult.
这些领导人认为美国证券交易委员会(SEC) 应该恢复报升价格规定,以使得做空行为变得困难.
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一名SEC行政法官今年5月份建议禁止科克从事投资管理业务,并要求他支付75000美元民事罚款。
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